FiEE, Inc. (FIEE): Nasdaq/NYSE listing notice — Minim regains compliance with Nasdaq bid price and MV rules but still faces late 10-Q delisting risk

FiEE, Inc.

On Dec 18, 2023, regained compliance with Nasdaq minimum bid price (Rule 5550(a)(2)) and market value (Rule 5550(a)(5)).
Still not compliant with Nov 20, 2023 notice for failure to file Form 10-Q for quarter ended Sep 30, 2023.
Company is working diligently to complete and file the overdue Form 10-Q; no immediate effect on trading.
Previously received non-compliance notices on Nov 20 (10-Q), Nov 30 (bid price), and Dec 4 (market value).

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

FiEE, Inc. received a nasdaq compliance regained notice regarding late filing (rules 5550(a)(2), 5500(a)(5), 5550(a)(5)).

Exchange: nasdaq
Notice: compliance regained
Deficiency: late filing
Rules: 5550(a)(2), 5500(a)(5), 5550(a)(5)

Exact text from the filing

has no immediate effect on the listing or trading of the Company’s securities. As previously reported, on November 30, 2023 and December 4, 2023, the Company received notices from Nasdaq notifying the Company of the failures to comply with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) and with the minimum market value under Nasdaq Listing Rule 5500(a)(5), respectively. On December 18, 2023, the Company received a letter from Nasdaq informing the Company that it had regained compliance with both Nasdaq Listing Rules 5550(a)(2) and 5550(a)(5). The Company is currently no

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FiEE, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-23-045732

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