BioSig shareholders approve warrant-related share issuance under Nasdaq Listing Rule 5635(d)

Streamex Corp.

Special meeting held Dec 27, 2023; proposal passed with 39,295,753 for, 1,226,390 against, 1,097,327 abstain.
Authorization covers shares underlying warrants from Nov 8, 2023 SPA with institutional investor and Oct 31, 2023 Engagement Agreement with H.C. Wainwright.
Issuance represents 20% or more of outstanding common stock immediately prior to warrant issuance.
Approval satisfies Nasdaq Listing Rule 5635(d) requirement for shareholder vote on dilutive issuances.
No broker non-votes reported.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Streamex Corp. shareholders approved Approve issuance of shares underlying warrants in excess of 20% of outstanding common stock for purposes of complying with Nasdaq Listing Rule 5635(d). at the 2023-12-27 meeting.

Outcome: passed
Meeting: 2023-12-27

Exact text from the filing

(1) A proposal to authorize, for purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) underlying certain warrants issued by the Company pursuant to the terms of (i) that certain Securities Purchase Agreement, dated November 8, 2023, by and between the Company and an institutional investor and (ii) that certain Engagement Agreement, dated October 31, 2023, by and between the Company and H.C. Wainwright & Co., LLC, in an amount equal to or in excess of 20% of the Common Stock outstanding immediately prior to the issuance of such warrants (the “Issuance Proposal”).

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Source: SEC EDGAR

accession 0001493152-23-046383

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