secwatch / observer
8-K filed January 19, 2024, 6:59 PM ET CIK 0001281845
other material confidence high sentiment neutral materiality 0.25

Unique Logistics extends anti-dilution termination date for Series A, C, D preferred stock

Unique Logistics International, Inc.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Unique Logistics International, Inc.: Amended Certificates of Designations for Series A, C, and D Convertible Preferred Stock to extend the Anti-dilution Termination Date to December 31, 2024 or a Qualified Financing (effective 2024-01-16).

Change
charter amendment
Effective
2024-01-16
Exact text from the filing
On January 16, 2024, Unique Logistics International, Inc. (the “Company”) filed with the Secretary of State of the State of Nevada a certificate of amendment to the Certificates of Designations, Preferences and Rights of its Series D Convertible Preferred Stock, and on January 17, 2024, certificates of amendments to the Certificates of Designations, Preferences and Rights of its Series A and Series C Convertible Preferred Stock (collectively, the “Certificates of Designations”), amending (i) Section IV(b)(iii) of the Certificate of Designations, Preferences and Rights of its Series A Convertible Preferred Stock, (ii) Section 7(a)(ii) of the Certificate of Designations, Preferences and Rights of its Series C Convertible Preferred Stock, and (iii) Section 7(a)(ii) of the Certificate of Designations, Preferences and Rights of its Series D Convertible Preferred Stock (collectively, the “Amendments”), in order to extend the Anti-dilution Termination Date (as defined in the Amendments) to th
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Source: SEC EDGAR
accession 0001493152-24-003074
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