CEMTREX INC (CETX): Nasdaq/NYSE listing notice — Cemtrex receives Nasdaq delisting notice for Series 1 Preferred Stock (CETXP) due to unmet exception terms

CEMTREX INC

Nasdaq Hearings Panel determined to delist CETXP on Jan 18, 2024; trading suspended from Jan 22, 2024.
Delisting due to failure to meet terms of exception granted on Sep 8, 2023.
Company may request review by Nasdaq Listing and Hearing Review Council within 15 days with $15,000 fee.
Common stock (CETX) remains listed on Nasdaq Capital Market.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.85

CEMTREX INC received a nasdaq delisting notice notice regarding other.

Exchange: nasdaq
Notice: delisting notice

Exact text from the filing

January 18, 2024, the Company received a letter from The Nasdaq Stock Market LLC’s Hearings Panel notifying the Company that it has determined to delist Cemtrex Inc.’s (the “Company”) shares of Series 1 Preferred Stock from the Exchange, due to the Company’s inability to meet the terms of the exception granted by the Panel on September 8, 2023, as amended. Suspension of trading in the Company’s Series 1 Preferred Stock will be effective at the open of business on January 22, 2024.

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Source: SEC EDGAR

accession 0001493152-24-003113

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