secwatch / observer
8-K filed March 18, 2024, 7:59 PM ET ticker STEX CIK 0001530766
regulatory confidence high sentiment negative materiality 0.85

Streamex Corp. (STEX): Nasdaq/NYSE listing notice — BioSig receives Nasdaq delisting notice for being a public shell; appeal hearing May 7

Streamex Corp.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Streamex Corp. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(2)).

Exchange
nasdaq
Notice
delisting notice
Deficiency
minimum bid price
Rules
5550(a)(2), 5810(c)(3)(A)(2)
Exact text from the filing
March 5, 2024, BioSig Technologies, Inc. (the “Company”) received a letter from the Listing Qualifications Department of Nasdaq (the “Staff”) stating that the Company has not regained compliance with Listing Rule 5550(a)(2) because the Company’s common stock did not meet the minimum bid price of $1.00 per share required for continued listing on The Nasdaq Capital Market, and the Company is not eligible for a second 180 day cure period under Rule 5810(c)(3)(A)(2) because the Company does not comply with the $5,000,000 minimum stockholders’ equity initial listing requirement for The Nasdaq Capit
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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Streamex Corp. received a nasdaq delisting notice notice regarding board independence (rules 5101, 5605).

Exchange
nasdaq
Notice
delisting notice
Deficiency
board independence
Rules
5101, 5605
Exact text from the filing
March 12, 2024, the Company received a letter from the Staff stating that based upon the Staff’s review of the Company and pursuant to Listing Rule 5101, the Staff believes that the Company no longer has an operating business and is a “public shell,” and that the continued listing of its securities is no longer warranted, in view of the following: ● On February 5, 2024, the Company disclosed in a Form 8-K that the Company commenced a workforce reduction consisting of 16 employees including the Chief Operating Officer and the Chief Commercial Officer; ● On February 21, 2024, the Company disc
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20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Streamex Corp. filing history →

Source: SEC EDGAR
accession 0001493152-24-010175
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