PetVivo Holdings, Inc. (PETV): Nasdaq/NYSE listing notice — PetVivo receives Nasdaq delisting notice; trading suspended April 9; appeals ongoing

PetVivo Holdings, Inc.

Nasdaq Panel determined PetVivo failed to comply with $2.5M stockholders' equity rule by April 1, 2024.
Trading of PETV and PETVW suspended effective April 9, 2024; company expects OTC Markets listing.
Company filed second appeal to Nasdaq Listing Council on April 8; briefing schedule extends to May 15.
Stockholders' equity had fallen below $2.5M as of September 30, 2023, triggering original delisting notice.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

PetVivo Holdings, Inc. received a nasdaq delisting notice notice regarding stockholders equity.

Exchange: nasdaq
Notice: delisting notice
Deficiency: stockholders equity

Exact text from the filing

April 1, 2024 as set forth in the March 13 Determination Letter (as defined herein). On April 8, 2024, the Company filed a request to have the Nasdaq Listing and Hearing Review Council (“Listing Council”), an appeal body for the Panel, review the decision to suspend trading of the Company’s securities as set forth in the April 5, 2024 letter (the “Second Appeal”). On April 8, 2024, the Company received confirmation from Nasdaq that it received the Second Appeal and because the matters in the Second Appeal and the Delisting Appeal (as defined below) were similar, it would consider the matter ho

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PetVivo Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-24-014003

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