PIONEER POWER SOLUTIONS, INC. (PPSI): Nasdaq/NYSE listing notice — Pioneer Power receives Nasdaq non-compliance notice for delayed 10-K; expects to file soon

PIONEER POWER SOLUTIONS, INC.

Received Nasdaq notice on Apr 18, 2024 for failing to timely file 2023 Form 10-K, violating Listing Rule 5250(c)(1).
Company has 60 days to submit a compliance plan; if accepted, exception until Oct 14, 2024.
Notice has no immediate effect on Nasdaq Capital Market listing of PPSI common stock.
Company expects to file the overdue 10-K in the coming weeks and work with auditor to regain compliance.
Failure to regain compliance could lead to delisting proceedings.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

PIONEER POWER SOLUTIONS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 18, 2024, Pioneer Power Solutions, Inc. (the “Company”) received a notice (the “Notice”) from the Listing Qualifications staff of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that as it has not yet filed its Annual Report on Form 10-K (the “Form 10-K”) for the year ended December 31, 2023, the Company now no longer complies with Listing Rule 5250(c)(1) for continued listing on Nasdaq. The Company has 60 calendar days to submit to Nasdaq a plan to regain compliance, and if such plan is accepted, Nasdaq may grant the Company an exception of up to 180 calendar days from the

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Source: SEC EDGAR

accession 0001493152-24-015648

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