SYNTEC OPTICS HOLDINGS, INC. (OPTX): Nasdaq/NYSE listing notice — Syntec Optics expects to file delinquent 10-K and 10-Qs by Oct 13 Nasdaq deadline

SYNTEC OPTICS HOLDINGS, INC.

Delayed FY2024 10-K and Q1/Q2 2025 10-Qs remain unfiled; Nasdaq exception until Oct 13, 2025.
Auditors substantially completed procedures; final engagement quality review and national office QC remain.
Once reviews are finalized, Company anticipates filing all reports within two additional days.
Company is working with auditors on daily calls to complete the process as soon as practicable.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SYNTEC OPTICS HOLDINGS, INC. received a nasdaq noncompliance notice notice regarding late filing.

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing

Exact text from the filing

September 16, 2025, Syntec Optics Holdings, Inc. (the “Company”) is delayed in filing its Annual Report on Form 10-K for the fiscal year ended December 31, 2024, and its Quarterly Reports on Form 10-Q for the quarters ended March 31, 2025 and June 30, 2025. NASDAQ exception will be allowed to enable the Company to regain compliance with all delinquent filings, but only for a maximum of 180 calendar days from the due date of the Initial Delinquent Filing, or October 13, 2025. The Company’s auditors have substantially completed their procedures for these periods. The remaining steps primarily re

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Source: SEC EDGAR

accession 0001493152-25-014803

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