Newton Golf Company, Inc. (NWTG): Nasdaq/NYSE listing notice — Newton Golf loses board independence; Nasdaq non-compliance after Dottie Pepper resigns

Newton Golf Company, Inc.

Dottie Pepper resigned from the board effective Sept 28, 2025, citing no disagreement with company.
Company no longer complies with Nasdaq rules requiring majority independent directors and a 3-member independent audit committee.
Nasdaq notified Oct 2; cure period runs until next annual meeting or Sept 29, 2026 (or Mar 27, 2026 if annual meeting earlier).
Company intends to appoint an additional independent director to regain compliance before cure period ends.

item 3.01 item 5.02

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Newton Golf Company, Inc. received a nasdaq deficiency notice notice regarding board independence (rules 5605(b)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: board independence
Rules: 5605(b)(1)

Exact text from the filing

October 2, 2025, the Company also received a notice from Nasdaq, notifying the Company that, as a result of Ms. Pepper’s resignation, the Company is not in compliance with Nasdaq Listing Rules 5605(b)(1) and 5605(c)(2). Nasdaq Listing Rules 5605(b)(1)(A) and 5605(c)(4) provide a cure period for these deficiencies until the earlier of (i) the Company’s next annual stockholders’ meeting or (ii) September 29, 2026; however, if the Company’s next annual stockholders’ meeting is held before March 27, 2026, then the cure period will continue through March 27, 2026. The Company intends to appoint an

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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Newton Golf Company, Inc. received a nasdaq deficiency notice notice regarding audit committee (rules 5605(c)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: audit committee
Rules: 5605(c)(2)

Exact text from the filing

October 2, 2025, the Company also received a notice from Nasdaq, notifying the Company that, as a result of Ms. Pepper’s resignation, the Company is not in compliance with Nasdaq Listing Rules 5605(b)(1) and 5605(c)(2). Nasdaq Listing Rules 5605(b)(1)(A) and 5605(c)(4) provide a cure period for these deficiencies until the earlier of (i) the Company’s next annual stockholders’ meeting or (ii) September 29, 2026; however, if the Company’s next annual stockholders’ meeting is held before March 27, 2026, then the cure period will continue through March 27, 2026. The Company intends to appoint an

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Newton Golf Company, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-25-016729

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