Machine-readable event card
- schema_version
- secwatch.filing_event.v1
- accession
- 0001493152-25-020249
- form_type
- 8-K
- ticker
- MOBX
- cik
- 0001855467
- company_name
- MOBIX LABS, INC
- filed_at
- 2025-10-30T23:59:59+00:00
- discovered_at
- 2026-05-14T18:02:40.833985+00:00
- generated_at
- 2026-05-17T01:24:56.706771+00:00
- sec_items
- ["1.01", "3.01", "8.01", "9.01"]
- event_type
- regulatory
- sentiment
- positive
- materiality_score
- 0.8
- calibrated_materiality_score
- 0.8
- confidence
- high
- secwatch_canonical_url
- https://secwatch.observer/filing/0001493152-25-020249
- json_url
- https://secwatch.observer/filing/0001493152-25-020249.json
- markdown_url
- https://secwatch.observer/filing/0001493152-25-020249.md
- text_url
- https://secwatch.observer/filing/0001493152-25-020249.txt
- edgar_index_url
- https://www.sec.gov/Archives/edgar/data/1855467/000149315225020249/0001493152-25-020249-index.htm
- edgar_primary_document_url
- https://www.sec.gov/Archives/edgar/data/1855467/000149315225020249/form8-k.htm
- generated_by_model
- deepseek-v4-flash:cloud@v2
- review_status
- machine_generated
- human_reviewed
- false
- corrected
- false
- correction_note
- null
- correction_timestamp
- null
- superseded_by
- null
Comparable filings
RR
Richtech Robotics receives Nasdaq delisting notice for late Q1 10-Q filing
RICHTECH ROBOTICS INC.
May 28, 2026, 4:49 PM ET
regulatory
Items 3.01, 8.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 8.01, 9.01
same event type: regulatory
similar materiality
This filing
April 28, 2025 from the Listing Qualifications Department
of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum bid-price requirement
for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid-Price Requirement”).
The notice provided the Company 180 calendar days, or until October 27, 2025, to regain compliance by maintaining a closing bid price
of at least $1.00 per share for a minimum of ten consecutive business days, as provided in Nasdaq Listing Rule 5810(c)(3)(A) (the “Initial
Compl
Comparable filing
May 22, 2026, Richtech
Robotics Inc., a Nevada corporation (the “ Company ”) received a notice (the “ Notice ”) from the Listing
Qualifications Department of The Nasdaq Stock Market LLC (“ Nasdaq ”), stating that the Company is not in compliance
with Nasdaq Listing Rule 5250(c)(1) (the “ Rule ”), because it has not timely filed its Quarterly Report on Form 10-Q
for the period ended March 31, 2026 (the “ Form 10-Q ”) with the U.S. Securities and Exchange Commission (the “ SEC ”). The
Rule requires listed companies to timely file all required periodic financial reports with the SEC. The Com
Filing page
SEC filing
SONM
DNA X receives Nasdaq delisting notice; issues $3.05M convertible note to insider
DNA X, Inc.
May 27, 2026, 4:35 PM ET
regulatory
Items 1.01, 2.03, 3.01, 3.02, 9.01
same fact type: exchange_compliance_notice
same SEC item: 1.01, 3.01, 9.01
same event type: regulatory
similar materiality
This filing
April 28, 2025 from the Listing Qualifications Department
of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum bid-price requirement
for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid-Price Requirement”).
The notice provided the Company 180 calendar days, or until October 27, 2025, to regain compliance by maintaining a closing bid price
of at least $1.00 per share for a minimum of ten consecutive business days, as provided in Nasdaq Listing Rule 5810(c)(3)(A) (the “Initial
Compl
Comparable filing
May 22, 2026, the Company received a delisting determination letter from the Staff advising the Company that unless the Company requests
a hearing before a Nasdaq Hearing Panel (the “Panel”) to appeal Nasdaq’s delisting
Filing page
SEC filing
XHLD
TEN Holdings receives Nasdaq equity deficiency notice; issues 500k shares for $500k
TEN Holdings, Inc.
May 26, 2026, 4:05 PM ET
regulatory
Items 1.01, 3.01, 3.02, 9.01
same fact type: exchange_compliance_notice
same SEC item: 1.01, 3.01, 9.01
same event type: regulatory
similar materiality
This filing
April 28, 2025 from the Listing Qualifications Department
of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum bid-price requirement
for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid-Price Requirement”).
The notice provided the Company 180 calendar days, or until October 27, 2025, to regain compliance by maintaining a closing bid price
of at least $1.00 per share for a minimum of ten consecutive business days, as provided in Nasdaq Listing Rule 5810(c)(3)(A) (the “Initial
Compl
Comparable filing
May 26, 2026, the Company received a deficiency letter from the Listing Qualifications Department (the “ Staff ”)
of The Nasdaq Stock Market LLC (“ Nasdaq ”), notifying the Company that it is not in compliance with Nasda
Filing page
SEC filing
LRHC
La Rosa Holdings receives Nasdaq deficiency notice for late 10-K and 10-Q filings
La Rosa Holdings Corp.
May 22, 2026, 5:20 PM ET
regulatory
Items 3.01, 8.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 8.01, 9.01
same event type: regulatory
similar materiality
This filing
April 28, 2025 from the Listing Qualifications Department
of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum bid-price requirement
for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid-Price Requirement”).
The notice provided the Company 180 calendar days, or until October 27, 2025, to regain compliance by maintaining a closing bid price
of at least $1.00 per share for a minimum of ten consecutive business days, as provided in Nasdaq Listing Rule 5810(c)(3)(A) (the “Initial
Compl
Comparable filing
May 21, 2026, the Company received a notice
(the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the Company is
delinquent in filing its Form 10-Q and remains delinquent in filin
Filing page
SEC filing
SBEV
Splash Beverage receives NYSE delisting notice; shareholders' equity negative $15.3M
SPLASH BEVERAGE GROUP, INC.
May 5, 2026, 7:59 PM ET
regulatory
Items 1.01, 1.02, 3.01, 3.02, 5.03, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 1.01, 3.01, 9.01
same event type: regulatory
similar materiality
This filing
April 28, 2025 from the Listing Qualifications Department
of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum bid-price requirement
for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid-Price Requirement”).
The notice provided the Company 180 calendar days, or until October 27, 2025, to regain compliance by maintaining a closing bid price
of at least $1.00 per share for a minimum of ten consecutive business days, as provided in Nasdaq Listing Rule 5810(c)(3)(A) (the “Initial
Compl
Comparable filing
April 29, 2026, the Company received notice from NYSE Regulation (the “NYSE”)
that the Company is not in compliance with the shareholders’ equity requirement of $6 million as of December 31, 2025 as outlined
in Section 1
Filing page
SEC filing
PFSA
Profusa faces Nasdaq delisting for MVPHS failure; amends debt and warrant terms
Profusa, Inc.
April 29, 2026, 7:59 PM ET
regulatory
Items 1.01, 2.03, 3.03, 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 1.01, 3.01, 9.01
same event type: regulatory
similar materiality
This filing
April 28, 2025 from the Listing Qualifications Department
of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum bid-price requirement
for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid-Price Requirement”).
The notice provided the Company 180 calendar days, or until October 27, 2025, to regain compliance by maintaining a closing bid price
of at least $1.00 per share for a minimum of ten consecutive business days, as provided in Nasdaq Listing Rule 5810(c)(3)(A) (the “Initial
Compl
Comparable filing
April 28, 2026, the Company received written notification from the
Nasdaq Listing Qualifications Department (the “ Staff ”) of The Nasdaq Stock Market LLC (“ Nasdaq ”)
that the Company had not regained compliance with Na
Filing page
SEC filing
MDCX
Medicus Pharma receives Nasdaq bid price deficiency notice; expands ATM to $50M
Medicus Pharma Ltd.
April 24, 2026, 7:59 PM ET
regulatory
Items 1.01, 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 1.01, 3.01, 9.01
same event type: regulatory
similar materiality
This filing
April 28, 2025 from the Listing Qualifications Department
of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum bid-price requirement
for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid-Price Requirement”).
The notice provided the Company 180 calendar days, or until October 27, 2025, to regain compliance by maintaining a closing bid price
of at least $1.00 per share for a minimum of ten consecutive business days, as provided in Nasdaq Listing Rule 5810(c)(3)(A) (the “Initial
Compl
Comparable filing
April 21, 2026, the Company received written notice (the "Notice") from the Listing Qualifications Department of the Nasdaq Stock Market LLC ("Nasdaq"), notifying the Company that the closing bid price for the Company's
Filing page
SEC filing
ATNM
Actinium receives NYSE American non-compliance notice for low stockholders' equity; must submit plan by June 26
Actinium Pharmaceuticals, Inc.
May 29, 2026, 5:10 PM ET
regulatory
Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
same event type: regulatory
similar materiality
This filing
April 28, 2025 from the Listing Qualifications Department
of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum bid-price requirement
for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid-Price Requirement”).
The notice provided the Company 180 calendar days, or until October 27, 2025, to regain compliance by maintaining a closing bid price
of at least $1.00 per share for a minimum of ten consecutive business days, as provided in Nasdaq Listing Rule 5810(c)(3)(A) (the “Initial
Compl
Comparable filing
May 27, 2026, Actinium Pharmaceuticals, Inc.
(the “Company”) received a notice (the “Notice”) from NYSE American LLC (“NYSE American”) indicating
that the Company is not in compliance with the continued listing standards set forth in Section 1003(a)(ii) of the NYSE American Company
Guide (the “Company Guide”), which requires a listed company to maintain stockholders’ equity of $4.0 million or more
if it has reported losses from continuing operations and/or net losses in three of its four most recent fiscal years. As of March 31,
2026, the Company reported stockholders’ equity of approximately
Filing page
SEC filing
This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice.
See methodology for how this pipeline works.