ALT5 Sigma receives Nasdaq notices for late 10-Q filing and audit committee deficiency; cure periods apply

AI Financial Corp

Director David Danziger resigned Nov 25, 2025, causing audit committee to lack three independent members required by Nasdaq Rule 5605.
Nasdaq notified company on Dec 3, 2025 of non-compliance with corporate governance rules; cure period ends at earlier of next annual meeting or Nov 25, 2026.
Company also received notice for late Form 10-Q (period ended Sep 27, 2025); must submit compliance plan by Jan 20, 2026.
If Nasdaq accepts plan, extension possible to May 18, 2026; company intends to file late 10-Q and appoint an independent director.
Neither notice affects immediate trading of common stock under symbol ALTS; continued listing depends on regaining compliance.

item 3.01 item 7.01 item 9.01

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