Mobix Labs: $4M convertible note fully converted into 2.5M shares; new $4M note rights granted

MOBIX LABS, INC

Amended convertible note with Leviston from $3M to $4M, received additional $833,333 cash advance.
Entire $4M principal plus interest converted into 2,500,000 shares of common stock, satisfying note in full.
Original note, securities purchase agreement, and registration rights agreement terminated upon full conversion.
Leviston granted right to acquire up to $4M additional secured convertible notes over seven months on similar terms.
Conversions exempt from registration under Section 3(a)(9) of Securities Act; Leviston never held >4.99% of shares.

item 1.01 item 1.02 item 2.03 item 3.02 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

MOBIX LABS, INC amended First Amendment with Leviston Resources, LLC valued at $4 million (effective 2026-05-13).

Action: amendment
Agreement: equity purchase
Counterparty: Leviston Resources, LLC
Value: $4 million
Effective: 2026-05-13

Exact text from the filing

On May 13, 2026, Mobix Labs, Inc. (the “Company”) entered into a first amendment to the securities purchase agreement and senior secured convertible promissory note (the “First Amendment”), with Leviston Resources, LLC (“Leviston”), amending the senior secured convertible note originally issued on March 31, 2026 (the “Original Note”) to increase the principal amount from $3 million to $4 million in exchange for an additional cash advance of $833,333 to the Company.

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

MOBIX LABS, INC terminated Original Note with Leviston Resources, LLC valued at $4 million (effective 2026-05-18).

Action: termination
Agreement: equity purchase
Counterparty: Leviston Resources, LLC
Value: $4 million
Effective: 2026-05-18

Exact text from the filing

On May 18, 2026, the Company satisfied in full the entire $4 million of outstanding principal under the Original Note, together with all accrued interest thereon, through the conversion of such amounts into shares of Common Stock.

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MOBIX LABS, INC filing history →

Source: SEC EDGAR

accession 0001493152-26-024386

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