ESG Inc. issues $220k convertible notes with warrants; two directors resign

ESG Inc.

Entered Monroe SPA on March 6 and Crom SPA on March 9; each note $110k principal for $100k proceeds.
Notes bear interest, mature in 12 months, convertible at 90% of lowest closing bid price in prior 10 days.
Each warrant allows purchase of 18,333 shares at $6.00 per share.
Directors John Wallace and Cathy Fleming resigned March 12, effective immediately; no disagreement cited.
Board committees reconstituted with Mark Hemmann and Neal Naito as chairs.

item 1.01item 2.03item 3.02item 5.02item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Cathy Fleming

Director

ESG Inc.

Effective: 2026-03-12
Filed: Mar 12, 2026 23:59 UTC

On March 12, 2026, John Wallace and Cathy Fleming each resigned from the Board of Directors of the Company and all committees thereof, effective immediately.

Departed

John Wallace

Director

ESG Inc.

Effective: 2026-03-12
Filed: Mar 12, 2026 23:59 UTC

On March 12, 2026, John Wallace and Cathy Fleming each resigned from the Board of Directors of the Company and all committees thereof, effective immediately.

Source: SEC EDGAR

accession 0001520138-26-000069

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