8-K
filed March 12, 2026, 7:59 PM ET
ticker ESGH
CIK 0001883835
debt
confidence high
sentiment negative
materiality 0.50
ESG Inc. (ESGH): debt financing — ESG Inc. issues $220k convertible notes with warrants; two directors resign
ESG Inc.
- Entered Monroe SPA on March 6 and Crom SPA on March 9; each note $110k principal for $100k proceeds.
- Notes bear interest, mature in 12 months, convertible at 90% of lowest closing bid price in prior 10 days.
- Each warrant allows purchase of 18,333 shares at $6.00 per share.
- Directors John Wallace and Cathy Fleming resigned March 12, effective immediately; no disagreement cited.
- Board committees reconstituted with Mark Hemmann and Neal Naito as chairs.
Key facts
Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
ESG Inc. incurred convertible notes of $110,000 with Monroe Street Capital Partners, LP at bear interest maturing twelve months from issuance.
- Instrument
- convertible notes
- Principal
- $110,000
- Counterparty
- Monroe Street Capital Partners, LP
- Rate
- bear interest
- Maturity
- twelve months from issuance
- Event
- incurrence
Exact text from the filing
On March 6, 2026, ESG Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Monroe SPA”) with Monroe Street Capital Partners, LP (the “Monroe Investor”), pursuant to which the Company issued a convertible promissory note in the principal amount of $110,000 in exchange for $100,000 in gross proceeds
View on SEC.gov
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
ESG Inc. incurred convertible notes of $110,000 with Crom Structured Opportunities Fund I, LP at bear interest maturing twelve months from issuance.
- Instrument
- convertible notes
- Principal
- $110,000
- Counterparty
- Crom Structured Opportunities Fund I, LP
- Rate
- bear interest
- Maturity
- twelve months from issuance
- Event
- incurrence
Exact text from the filing
On March 9, 2026, the Company entered into a Securities Purchase Agreement (the “Crom SPA”) with Crom Structured Opportunities Fund I, LP (the “Crom Investor”), pursuant to which the Company issued a convertible promissory note in the principal amount of $110,000 in exchange for $100,000 in gross proceeds
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
ESG Inc. issued 18,333 shares of warrant to Monroe Street Capital Partners, LP for $6.00 per share.
- Security
- warrant
- Shares
- 18,333 shares
- Purchaser
- Monroe Street Capital Partners, LP
- Consideration
- $6.00 per share
Exact text from the filing
issued a common stock purchase warrant to purchase 18,333 shares of the Company’s common stock at an exercise price of $6.00 per share (the “Monroe Warrant”)
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
ESG Inc. issued convertible note to Monroe Street Capital Partners, LP for $100,000 in gross proceeds.
- Security
- convertible note
- Purchaser
- Monroe Street Capital Partners, LP
- Consideration
- $100,000 in gross proceeds
Exact text from the filing
the Company issued a convertible promissory note in the principal amount of $110,000 in exchange for $100,000 in gross proceeds (the “Monroe Note”)
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
ESG Inc. issued convertible note to Crom Structured Opportunities Fund I, LP for $100,000 in gross proceeds.
- Security
- convertible note
- Purchaser
- Crom Structured Opportunities Fund I, LP
- Consideration
- $100,000 in gross proceeds
Exact text from the filing
the Company issued a convertible promissory note in the principal amount of $110,000 in exchange for $100,000 in gross proceeds (the “Crom Note”)
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
ESG Inc. issued 18,333 shares of warrant to Crom Structured Opportunities Fund I, LP for $6.00 per share.
- Security
- warrant
- Shares
- 18,333 shares
- Purchaser
- Crom Structured Opportunities Fund I, LP
- Consideration
- $6.00 per share
Exact text from the filing
issued a common stock purchase warrant to purchase 18,333 shares of the Company’s common stock at an exercise price of $6.00 per share (the “Crom Warrant”)
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
ESG Inc. entered into Securities Purchase Agreement with Crom Structured Opportunities Fund I, LP valued at principal amount of $110,000 (effective 2026-03-09).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- Crom Structured Opportunities Fund I, LP
- Value
- principal amount of $110,000
- Effective
- 2026-03-09
Exact text from the filing
On March 9, 2026, the Company entered into a Securities Purchase Agreement (the “Crom SPA”) with Crom Structured Opportunities Fund I, LP (the “Crom Investor”), pursuant to which the Company issued a convertible promissory note in the principal amount of $110,000 in exchange for $100,000 in gross proceeds (the “Crom Note”) and issued a common stock purchase warrant to purchase 18,333 shares of the Company’s common stock at an exercise price of $6.00 per share
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
ESG Inc. entered into Securities Purchase Agreement with Monroe Street Capital Partners, LP valued at principal amount of $110,000 (effective 2026-03-06).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- Monroe Street Capital Partners, LP
- Value
- principal amount of $110,000
- Effective
- 2026-03-06
Exact text from the filing
On March 6, 2026, ESG Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Monroe SPA”) with Monroe Street Capital Partners, LP (the “Monroe Investor”), pursuant to which the Company issued a convertible promissory note in the principal amount of $110,000 in exchange for $100,000 in gross proceeds (the “Monroe Note”) and issued a common stock purchase warrant to purchase 18,333 shares of the Company’s common stock at an exercise price of $6.00 per share
View on SEC.gov
This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice.
See methodology for how this pipeline works.