SWK Holdings appoints Jody Staggs as permanent CEO effective Jan 1, 2023

SWK Holdings Corp

Jody Staggs, previously interim CEO, named CEO; base salary $400,000.
Annual bonus target of 175% of base salary; 2023 equity award of ~$600,000 grant date value.
Severance: 12 months base salary (18 months if within 1 yr of Change in Control), COBRA reimbursement, pro rata bonus.
Employment agreement includes confidentiality, non-compete, and non-solicit covenants for 12 months post-termination.
Agreement is at-will; termination without Cause or for Good Reason triggers severance subject to release.

item 5.02 item 9.01

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Appointed

Jody Staggs

Chief Executive Officer

SWKHL · SWK Holdings Corp

Effective: 2023-01-01
Filed: January 3, 2023, 6:59 PM ET

appointed Jody Staggs, the Company’s current President and Interim Chief Executive Officer, as Chief Executive Officer, effective January 1, 2023.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Jody Staggs was appointed as Chief Executive Officer at SWK Holdings Corp.

Action: appointed
Role: Chief Executive Officer

Exact text from the filing

appointed Jody Staggs, the Company’s current President and Interim Chief Executive Officer, as Chief Executive Officer, effective January 1, 2023.

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SWK Holdings Corp filing history →

Source: SEC EDGAR

accession 0001552781-23-000002

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