CFO Yvette Heinrichson resigns; CEO Joe Staggs to serve as interim principal financial officer

SWK Holdings Corp

CFO Yvette Heinrichson resigns effective February 13, 2024; no disagreement with company or auditors.
CEO Joe D. Staggs assumes interim role as principal financial and accounting officer.
Company has commenced a search for a new CFO; Heinrichson to remain as consultant through Q1 2024 10-Q filing.
Consulting agreement includes hourly compensation and continued benefits during transition period.

item 5.02

Executive movements

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Appointed (interim)

Joe D. Staggs

Principal Financial and Accounting Officer (interim)

SWKHL · SWK Holdings Corp

Effective: 2024-02-13
Filed: February 5, 2024, 6:59 PM ET

Joe D. Staggs, the Company’s President and Chief Executive Officer, will assume the responsibilities of principal financial and accounting officer on an interim basis.

Departed

Yvette Heinrichson

Chief Financial Officer

SWKHL · SWK Holdings Corp

Effective: 2024-02-13
Successor: Joe D. Staggs
Filed: February 5, 2024, 6:59 PM ET

On January 30, 2024, Yvette Heinrichson, the Chief Financial Officer and principal financial and accounting officer of SWK Holdings Corporation (the “Company”), notified the Company of her decision to resign, effective February 13, 2024

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Joe D. Staggs was appointed as Principal Financial and Accounting Officer (interim) at SWK Holdings Corp.

Action: appointed
Role: Principal Financial and Accounting Officer (interim)

Exact text from the filing

Joe D. Staggs, the Company’s President and Chief Executive Officer, will assume the responsibilities of principal financial and accounting officer on an interim basis.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Yvette Heinrichson resigned as Chief Financial Officer at SWK Holdings Corp.

Action: resigned
Role: Chief Financial Officer

Exact text from the filing

On January 30, 2024, Yvette Heinrichson, the Chief Financial Officer and principal financial and accounting officer of SWK Holdings Corporation (the “Company”), notified the Company of her decision to resign, effective February 13, 2024

View on SEC.gov

SWK Holdings Corp filing history →

Source: SEC EDGAR

accession 0001552781-24-000031

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