secwatch / observer
8-K filed April 25, 2023, 7:59 PM ET ticker KALA CIK 0001479419
other confidence high sentiment neutral materiality 0.15

Kala Pharmaceuticals stockholders approve option exchange and auditor ratification at special meeting

KALA BIO, Inc.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

KALA BIO, Inc. shareholders approved Ratification of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-04-24 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-04-24
Exact text from the filing
2. The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 (the “Auditor Ratification Proposal”). The results of the stockholders’ vote with respect to such ratification were as follows: ​ Votes For Votes Against Votes Abstaining Broker Non- Votes 937,505 ​ 23,974 ​ 11,739 ​ 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

KALA BIO, Inc. shareholders approved Adjournment of Special Meeting to permit further solicitation if necessary at the 2023-04-24 meeting.

Outcome
passed
Meeting
2023-04-24
Exact text from the filing
3. The Company’s stockholders approved a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Option Exchange Proposal and the Auditor Ratification Proposal. The results of the stockholders’ vote with respect to such adjournment proposal were as follows: ​ Votes For Votes Against Votes Abstaining Broker Non- Votes 873,292 ​ 94,743 ​ 5,183 ​ 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

KALA BIO, Inc. shareholders approved One-time exchange of stock options for newly issued restricted stock units (Option Exchange Proposal) at the 2023-04-24 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2023-04-24
Exact text from the filing
1. The Company’s stockholders approved the one-time exchange of stock options issued under the Company’s 2009 Employee, Director and Consultant Equity Incentive Plan, the Company’s 2017 Equity Incentive Plan, and inducement awards granted to certain newly hired employees in accordance with Nasdaq Listing Rule 5635(c)(4) that are held by executive officers, other employees, and non-employee directors of the Company for newly issued restricted stock units (the “Option Exchange Proposal”). The results of the stockholders’ vote with respect to the Option Exchange Proposal were as follows: ​ Votes For Votes Against Votes Abstaining Broker Non- Votes 385,429 ​ 57,585 ​ 4,580 ​ 525,624
View on SEC.gov

461 shareholder votes filed in the last 30 days. Browse all shareholder votes →

KALA BIO, Inc. filing history →

Source: SEC EDGAR
accession 0001558370-23-006578
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