secwatch / observer
8-K filed May 22, 2023, 7:59 PM ET CIK 0001821323
debt confidence high sentiment neutral materiality 0.60

Sigilon repays $16.4M Oxford loan early; files 1-for-13 reverse stock split

Sigilon Therapeutics, Inc.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Sigilon Therapeutics, Inc.: Amended certificate of incorporation to effect a 1-for-13 reverse stock split (effective 2023-05-22).

Change
charter amendment
Effective
2023-05-22
Exact text from the filing
On May 22, 2023, the Company filed a Certificate of Amendment (the “Certificate of Amendment”) to its Fifth Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) with the Secretary of State of the State of Delaware to effect a reverse stock split of the Company’s issued and outstanding common stock, par value $0.001 (the “Common Stock”), at a ratio of 1-for-13.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Sigilon Therapeutics, Inc. terminated Loan and Security Agreement with Oxford Finance LLC, as collateral agent for the Lenders valued at $16.4 million (effective 2023-05-19).

Action
termination
Agreement
credit facility
Counterparty
Oxford Finance LLC, as collateral agent for the Lenders
Value
$16.4 million
Effective
2023-05-19
Exact text from the filing
On May 19, 2023, Sigilon Therapeutics, Inc. (the “Company”) voluntarily repaid all outstanding principal, accrued and unpaid interest, fees, costs and expenses, equal to $16.4 million in the aggregate (the “Payoff Amount”), under the Loan and Security Agreement dated as of September 2, 2020
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Sigilon Therapeutics, Inc. shareholders approved Approval of an Amendment to the Company's Fifth Amended and Restated Certificate of Incorporation at the 2023-05-19 meeting.

Proposal
reverse split
Outcome
passed
Meeting
2023-05-19
Exact text from the filing
Proposal 2: Approval of an Amendment to the Company's Fifth Amended and Restated Certificate of Incorporation. The stockholders of the Company approved an amendment to the Company’s Certificate of Incorporation to effect a reverse stock split of the Company’s issued and outstanding Common Stock at any whole number ratio between, and inclusive of, one-for-eight and one-for-30. The results of the vote were as follows: ​ ​ ​ ​ ​ For ​ Against ​ Abstain 28,979,926 ​ 378,323 ​ 31,717
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Sigilon Therapeutics, Inc. shareholders approved Ratification of the Company’s Independent Registered Public Accounting Firm at the 2023-05-19 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-05-19
Exact text from the filing
Proposal 3: Ratification of the Company’s Independent Registered Public Accounting Firm The stockholders of the Company ratified the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2023. The results of the vote were as follows: ​ ​ ​ ​ ​ For ​ Against ​ Abstain 29,313,965 ​ 43,976 ​ 32,025
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Sigilon Therapeutics, Inc. shareholders approved Election of Directors at the 2023-05-19 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-05-19
Exact text from the filing
Proposal 1: Election of Directors The stockholders of the Company elected the director nominees listed below to serve on the Company’s Board of Directors as members of Class III for a term of three years. The results of the vote were as follows: ​ ​ ​ ​ ​ ​ ​ ​ ​ Name of Nominee For Against Abstain Broker Non-Votes Douglas Cole, M.D. ​ 23,459,263 ​ 3,294,129 ​ 37,031 ​ 2,599,543 Stephen Oesterle, M.D. ​ 23,654,738 ​ 3,095,809 ​ 39,876 ​ 2,599,543
View on SEC.gov

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Source: SEC EDGAR
accession 0001558370-23-010309
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