secwatch / observer
8-K filed April 26, 2024, 7:59 PM ET ticker VERX CIK 0001806837
debt confidence high sentiment neutral materiality 0.65

Vertex, Inc. (VERX): debt financing — Vertex closes $345M 0.750% convertible notes due 2029 with capped call transactions

Vertex, Inc.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 1.0

Vertex, Inc. incurred convertible notes of $345 million aggregate principal amount with Morgan Stanley & Co. LLC at 0.750% per annum maturing May 1, 2029.

Instrument
convertible notes
Principal
$345 million aggregate principal amount
Counterparty
Morgan Stanley & Co. LLC
Rate
0.750% per annum
Maturity
May 1, 2029
Event
incurrence
Exact text from the filing
for a period of 13 days from, and including, the date the base notes were issued. The Initial Purchasers elected to exercise the option in full. The issuance of the entire $345 million aggregate principal amount of notes was consummated on April 26, 2024 (the “Closing Date”). The net proceeds from the offering of the notes were approximately $333.7 million,
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Vertex, Inc. entered into Indenture with U.S. Bank Trust Company, National Association, as trustee valued at $345 million aggregate principal amount of notes (effective 2024-04-26).

Action
entry
Agreement
notes offering
Counterparty
U.S. Bank Trust Company, National Association, as trustee
Value
$345 million aggregate principal amount of notes
Effective
2024-04-26
Exact text from the filing
The notes were issued pursuant to, and are and will be governed by, an indenture, dated as of the Closing Date (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Vertex, Inc. entered into Purchase Agreement with Morgan Stanley & Co. LLC as representative of the several initial purchasers valued at $300 million aggregate principal amount (effective 2024-04-23).

Action
entry
Agreement
notes offering
Counterparty
Morgan Stanley & Co. LLC as representative of the several initial purchasers
Value
$300 million aggregate principal amount
Effective
2024-04-23
Exact text from the filing
On April 23, 2024, Vertex, Inc. (the “Company”) agreed to sell to the several initial purchasers (the “Initial Purchasers”) for whom Morgan Stanley & Co. LLC acted as representative (the “Representative”), and the Initial Purchasers agreed to purchase from the Company, $300 million aggregate principal amount of the Company’s 0.750% Convertible Senior Notes due 2029 (the “base notes”), pursuant to a purchase agreement (the “Purchase Agreement”) between the Company and the Representative.
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316 debt financings filed in the last 30 days. Browse all debt financings →

Vertex, Inc. filing history →

Source: SEC EDGAR
accession 0001558370-24-005939
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