Golden Minerals Co (AUMN): Nasdaq/NYSE listing notice — NYSE American to delist Golden Minerals; stock to move to OTC Pink on Dec 16

Golden Minerals Co

NYSE American notified Golden Minerals on Dec 6, 2024, of delisting due to non-compliance with stockholders' equity rules.
Common stock expected to begin trading on OTC Pink Market under symbol "AUMN" on Dec 16, 2024.
Company plans to apply for OTCQB Venture Market quotation; TSX listing unaffected.
Delisting triggered by failure to meet minimum stockholders' equity requirements after years of losses.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Golden Minerals Co received a nyse_american delisting notice notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii), 1003(a)(iii)).

Exchange: nyse american
Notice: delisting notice
Deficiency: stockholders equity
Rules: 1003(a)(i), 1003(a)(ii), 1003(a)(iii)

Exact text from the filing

December 6, 2024, Golden Minerals Company (the “Company”) received notification from the NYSE American LLC (the “NYSE American” or the “Exchange”) that the Exchange determined to commence proceedings to suspend and delist the Company’s common stock as a result of its determination that the Company is no longer suitable for listing due to its non-compliance with Sections 1003(a)(i), 1003(a)(ii) and 1003(a)(iii) of the NYSE American Company Guide, which require the Company to report stockholders’ equity of $6.0 million or more if the Company has reported losses from continuing operations and/or

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Golden Minerals Co filing history →

Source: SEC EDGAR

accession 0001558370-24-016153

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