XCel Brands, Inc. (XELB): Nasdaq/NYSE listing notice — Xcel Brands receives Nasdaq deficiency notice for late 10-K filing

XCel Brands, Inc.

Nasdaq notified Xcel Brands (XELB) of non-compliance with Listing Rule 5250(c)(1) due to late Form 10-K for FY2024.
No immediate effect on listing or trading of common stock on Nasdaq Capital Market.
Company must submit a compliance plan within 60 days or file the 10-K within that period to regain compliance.
If Nasdaq accepts plan, extension possible until October 13, 2025.
Company intends to file Form 10-K as soon as practicable and within the 60-day window.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.98

XCel Brands, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 29, 2025, Xcel Brands, Inc. (the “Company”), received a letter from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) stating that Nasdaq has determined that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) due to the Company's failure to timely file its Annual Report on Form 10-K (the "Form 10-K") for the year ended December 31, 2024 with the Securities and Exchange Commission (the "SEC"). Nasdaq has informed the Company that the Company must submit a plan of compliance (the "Plan") within 60 calendar days addressing how it intends to rega

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XCel Brands, Inc. filing history →

Source: SEC EDGAR

accession 0001558370-25-006200

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