XCel Brands, Inc. (XELB): Nasdaq/NYSE listing notice — Xcel Brands receives Nasdaq delinquency notice for late filings; 10-K filed

XCel Brands, Inc.

Received Nasdaq delinquency notice on May 22, 2025 for non-compliance due to late 10-K and 10-Q filings.
Filed delinquent 10-K on May 28, 2025; intends to file 10-Q by June 30, 2025 to regain compliance.
Must submit compliance plan by June 30, 2025; any granted exception limited to October 13, 2025.
No immediate effect on listing or trading of common stock on Nasdaq Capital Market.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

XCel Brands, Inc. received a nasdaq deficiency notice notice regarding late filing.

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing

Exact text from the filing

May 22, 2025, Xcel Brands, Inc. (the “Company”), received a delinquency notification letter from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) stating since Nasdaq has not received the Company’s Form 10-Q for the period ended March 31, 2025, and because the Company remains delinquent in filing its Form 10-K for the year ended December 31, 2024, the Company does not comply with Nasdaq’s Listing Rules for internal listing. Nasdaq has informed the Company that, in accordance with Nasdaq’s April 29, 2025 letter to the Company, the Company until June 30, 2025 to subm

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3 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

XCel Brands, Inc. filing history →

Source: SEC EDGAR

accession 0001558370-25-008194

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