secwatch / observer
8-K filed March 22, 2023, 7:59 PM ET ticker VTAK CIK 0001716621
other material confidence high sentiment neutral materiality 0.15

Ra Medical stockholders approve issuance of >19.99% of common stock on warrants and units

Catheter Precision, Inc.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Catheter Precision, Inc. shareholders approved Approval of issuance of common stock upon conversion of Series X Preferred Stock at the 2023-03-21 meeting.

Outcome
passed
Meeting
2023-03-21
Exact text from the filing
3. Proposal No. 3: Approval, in Accordance with NYSE American Company Guide Section 712(b), the Issuance of Shares of Company Common Stock upon Conversion of Outstanding Series X Preferred Stock. In accordance with NYSE American Company Guide Section 712(b), the issuance of the Common Stock upon conversion of the Company’s Series X Convertible Preferred Stock, par value $0.0001 per share, which shares of Series X Convertible Preferred Stock were issued upon the closing of the merger between the Company and Catheter Precision, Inc., was approved based on the following results of voting: Votes For Votes Against Abstentions Broker Non-Votes 268,043 70,714 6,088 960,122
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Catheter Precision, Inc. shareholders approved Approval of issuance of more than 19.99% of outstanding common stock upon exercise of Series E warrants at the 2023-03-21 meeting.

Outcome
passed
Meeting
2023-03-21
Exact text from the filing
1. Proposal No. 1: Approval of, in Accordance with NYSE American Company Guide Section 713(a), the Issuance of More than 19.99% of the Company’s Outstanding Common Stock. In accordance with NYSE American Company Guide Section 713(a), the issuance of more than 19.99% of our outstanding common stock, par value $0.0001 per share upon the exercise of our Series E Common Stock Purchase Warrants, with the right for such potential exercise to occur immediately, was approved based on the following results of voting: Votes For Votes Against Abstentions Broker Non-Votes 259,937 77,670 7,238 960,122
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Catheter Precision, Inc. shareholders approved Approval of adjournment of Special Meeting at the 2023-03-21 meeting.

Outcome
passed
Meeting
2023-03-21
Exact text from the filing
5. Proposal No. 5: Approval of the Adjournment of the Special Meeting. The approval of the adjournment of the Special Meeting, if necessary, to continue to solicit votes for Proposal Nos. 1, 2, 3 and 4 was approved based on the following results of voting, although no such adjournment was required as a result of Proposal Nos. 1, 2, 3 and 4 being approved: Votes For Votes Against Abstentions Broker Non-Votes 1,181,196 87,075 36,696 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Catheter Precision, Inc. shareholders approved Ratification of independent registered public accounting firm Haskell & White LLP at the 2023-03-21 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-03-21
Exact text from the filing
4. Proposal No. 4: Ratification of Auditors. The appointment of Haskell & White LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2022 was ratified based on the following results of voting: Votes For Votes Against Abstentions Broker Non-Votes 1,248,217 29,547 27,203 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Catheter Precision, Inc. shareholders approved Approval of issuance of more than 19.99% of common stock in connection with sale of Class A and B units and upon exercise of Series F and G warrants and conversion of Series A Preferred at the 2023-03-21 meeting.

Outcome
passed
Meeting
2023-03-21
Exact text from the filing
2. Proposal No. 2: Approval of, in Accordance with NYSE American Company Guide Section 713(a), the Issuance of More than 19.99% of the Company’s Outstanding Common Stock. In accordance with NYSE American Company Guide Section 713(a), the issuance of more than 19.99% of our outstanding Common Stock (a) in connection with our sale of Class A units, which contain shares of common stock and Series F and G Common Stock Purchase Warrants, and Class B units, which contain shares of Series A Convertible Preferred Stock and Series F and G Common Stock Purchase Warrants, and (b) upon the exercise of the Series F and G Common Stock Purchase Warrants and the conversion of Series A Convertible Preferred Stock, with the right for such potential exercise or conversion to occur immediately, was approved based on the following results of voting: Votes For Votes Against Abstentions Broker Non-Votes 262,554 75,678 6,613 960,122
View on SEC.gov

545 shareholder votes filed in the last 30 days. Browse all shareholder votes →

Catheter Precision, Inc. filing history →

Source: SEC EDGAR
accession 0001564590-23-004187
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