secwatch / observer
8-K filed February 12, 2026, 6:59 PM ET ticker AQB CIK 0001603978
other material confidence high sentiment neutral materiality 0.50

AquaBounty raises ~$1.15M in registered direct offering at $0.86/share

AQUABOUNTY TECHNOLOGIES INC

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

AQUABOUNTY TECHNOLOGIES INC entered into Placement Agency Agreement with Univest Securities, LLC valued at 7.0% of the aggregate gross proceeds (effective 2026-02-11).

Action
entry
Agreement
underwriting
Counterparty
Univest Securities, LLC
Value
7.0% of the aggregate gross proceeds
Effective
2026-02-11
Exact text from the filing
On February 11, 2026, the Company entered into a Placement Agency Agreement (the “Placement Agency Agreement”) with Univest Securities, LLC (the “Placement Agent”), pursuant to which the Company engaged the Placement Agent to act as its exclusive placement agent on a reasonable best efforts basis. Under the Placement Agency Agreement, the Company has agreed to pay the Placement Agent a cash fee equal to 7.0% of the aggregate gross proceeds received by the Company in the Offering and to reimburse certain of the Placement Agent’s expenses, including legal fees, in an amount not to exceed $30,000.
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

AQUABOUNTY TECHNOLOGIES INC entered into Securities Purchase Agreement with certain purchasers named therein valued at approximately $1,150,000 (effective 2026-02-11).

Action
entry
Agreement
equity purchase
Counterparty
certain purchasers named therein
Value
approximately $1,150,000
Effective
2026-02-11
Exact text from the filing
On February 11, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with certain purchasers named therein (the “Purchasers”), pursuant to which the Company agreed to issue and sell an aggregate of 1,269,509 shares of its common stock, par value $0.001 per share (the “Common Stock”), pre - funded warrants to purchase an aggregate of 67,706 shares of Common Stock (the “Pre-Funded Warrants”), and the 67,706 shares of Common Stock underlying the Pre-Funded Warrants (the “Pre-Funded Warrant Shares” and, together with the Pre-Funded Warrants and the Common Stock, the “Offering Securities”), at an offering price of $0.86 per share of Common Stock or $0.859 per Pre-Funded Warrant, as applicable, in a registered direct offering (the “Offering”).
View on SEC.gov

291 material agreements filed in the last 30 days. Browse all material agreements →

AQUABOUNTY TECHNOLOGIES INC filing history →

Source: SEC EDGAR
accession 0001603978-26-000023
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