Unique Fabricating, Inc.: Nasdaq/NYSE listing notice — Unique Fabricating gets NYSE American delisting notice for late 10-K; cure deadline Sep 30, 2023

Unique Fabricating, Inc.

Notice received Apr 6, 2023 due to failure to file FY2022 10-K by Mar 31 deadline.
Company has six months (until Sep 30, 2023) to file and regain compliance.
NYSE American may grant an additional six-month cure period at its discretion.
Failure to file by any extension could lead to suspension and delisting of UFAB shares.
No estimated date yet for when the 10-K will be filed.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Unique Fabricating, Inc. received a nyse_american deficiency notice notice regarding late filing (rules 1007).

Exchange: nyse american
Notice: deficiency notice
Deficiency: late filing
Rules: 1007

Exact text from the filing

April 6, 2023, Unique Fabricating, Inc. (the “Company”) received a notice letter (the “Notice”) from the NYSE Regulation Department (the “Staff”) notifying the Company that, based upon the Company’s failure to timely file its Annual Report on Form 10-K for the fiscal year ended December 31, 2022 (the “Annual Report”) by the filing due date, March 31, 2023 (the “Filing Delinquency”), it was not in compliance with the New York Stock Exchange American’s continued listing requirements. The Company is now subject to the procedures and requirements set forth in Section 1007 of the New York Stock Exc

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Source: SEC EDGAR

accession 0001617669-23-000020

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