Unique Fabricating, Inc.: Nasdaq/NYSE listing notice — Unique Fabricating receives NYSE American low-price delisting notice

Unique Fabricating, Inc.

30-day average closing price below $0.20 triggers noncompliance under Section 1009.
Company has 30 days to submit a cure plan; cure period ends October 21, 2023.
Stock to trade under symbol UFAB with added ".BC" designation.
No assurance that plan will be accepted or implemented; accelerated delisting possible.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Unique Fabricating, Inc. received a nyse_american deficiency notice notice regarding minimum bid price (rules 1009).

Exchange: nyse american
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 1009

Exact text from the filing

April 21, 2023, Unique Fabricating, Inc. (the “Company”) received a notice letter (the “Notice”) from the NYSE Regulation Department (the “Staff”) notifying the Company that it was not in compliance with the continued listing standard set forth in Part 10 of the New York Stock Exchange American (“NYSE American” or the “Exchange”) Company Guide (the “Company Guide”) because the Company’s common stock has a 30 trading-day average closing price of less than $0.20 per share of common stock. The Company is now subject to the procedures and requirements set forth in Section 1009 of the Company Guide

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Source: SEC EDGAR

accession 0001617669-23-000027

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