Lumentum shareholders approve 900,000-share increase to equity plan; all director nominees elected

Lumentum Holdings Inc.

Stockholders approved amendment to 2015 Equity Incentive Plan, increasing authorized shares by 900,000 to 15.4 million.
All eight director nominees elected with strong majority; lowest support was ~93.5% for Penelope Herscher.
Say-on-pay advisory vote passed with 44.4M for (82%) vs 9.5M against.
Ratification of Deloitte as auditor for FY2023 approved with 99.9% support (60.4M for).
Plan amendment also allows continued vesting after termination due to death, disability, or retirement.

item 5.02 item 5.07 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Lumentum Holdings Inc. shareholders approved Election of Directors at the 2022-11-16 meeting.

Proposal: director election
Outcome: passed
Meeting: 2022-11-16

Exact text from the filing

(i) Election of Directors: Name For: Against: Abstentions: Broker Non-Votes: Harold L. Covert 53,825,349 263,865 45,858 6,442,156 Isaac H. Harris 53,555,685 536,779 42,608 6,442,156 Penelope A. Herscher 50,293,475 3,498,701 342,896 6,442,156 Julia S. Johnson 53,431,902 659,093 44,077 6,442,156 Brian J. Lillie 53,038,566 1,052,878 43,628 6,442,156 Alan S. Lowe 53,877,797 214,506 42,769 6,442,156 Ian S. Small 53,528,486 563,274 43,312 6,442,156 Janet S. Wong 53,690,641 402,346 42,085 6,442,156

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Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Lumentum Holdings Inc. shareholders approved To approve the Amended and Restated 2015 Equity Incentive Plan at the 2022-11-16 meeting.

Proposal: equity plan
Outcome: passed
Meeting: 2022-11-16

Exact text from the filing

(iii) To approve the Amended and Restated 2015 Equity Incentive Plan: For: Against: Abstentions: Broker Non-Votes: 45,414,505 8,474,674 245,893 6,442,156

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Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Lumentum Holdings Inc. shareholders approved To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers at the 2022-11-16 meeting.

Proposal: say on pay
Outcome: passed
Meeting: 2022-11-16

Exact text from the filing

(ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers: For: Against: Abstentions: Broker Non-Votes: 44,375,448 9,468,727 290,897 6,442,156

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Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

Lumentum Holdings Inc. shareholders approved To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending July 1, 2023 at the 2022-11-16 meeting.

Proposal: auditor ratification
Outcome: passed
Meeting: 2022-11-16

Exact text from the filing

(iv) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending July 1, 2023: For: Against: Abstentions: 60,430,940 61,693 84,595

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Lumentum Holdings Inc. filing history →

Source: SEC EDGAR

accession 0001628280-22-030473

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