LEE ENTERPRISES, Inc (LEE): Nasdaq/NYSE listing notice — Lee Enterprises receives Nasdaq delisting notice for late 10-K filing; has 60 days to submit compliance plan

LEE ENTERPRISES, Inc

Nasdaq notified Lee on Dec 28, 2022 of non-compliance with Listing Rule 5250(c)(1) due to delayed FY2022 10-K.
Lee must submit a compliance plan by Feb 27, 2023; Nasdaq may grant extension to June 26, 2023.
Company does not expect its internal controls evaluation to materially impact preliminary FY2022 results released Dec 8, 2022.
Trading of LEE common stock continues unaffected; failure to regain compliance could lead to delisting.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

LEE ENTERPRISES, Inc received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

December 28, 2022, Lee Enterprises, Incorporated (the “Company”) received a notification letter from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of the Company’s delay in filing its Annual Report on From 10-K for the year ended September 25, 2022 (the “2022 Form 10-K”), the Company is not in compliance with the timely filing requirements for continued listing under Nasdaq Listing Rule 5250(c)(1). The Company filed a Notification of Late Filing on Form 12b-25 (the “Form 12b-25”) on December 12, 2022, stating it was unable to file

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5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

LEE ENTERPRISES, Inc filing history →

Source: SEC EDGAR

accession 0001628280-22-032701

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