ALPINE 4 HOLDINGS, INC.: Nasdaq/NYSE listing notice — Alpine 4 Receives Nasdaq Delisting Notice for Failure to File 2022 10-K; Must Comply by May 22

ALPINE 4 HOLDINGS, INC.

Received Nasdaq notice on April 18 for not filing 2022 10-K on time, adding to prior 10-Q delinquency.
Previously granted exception until May 22, 2023 to file 10-Q; now also needs to file 10-K by same date.
Company plans to file both forms and submit updated compliance plan; no immediate impact on listing.
No guarantee Nasdaq will accept plan or that filings will be timely; risk of delisting remains.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ALPINE 4 HOLDINGS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 18, 2023, the Company received a notice (the “April Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of not having filed in a timely manner the Company’s 2022 Annual Report on Form 10-K with the SEC, the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires timely filing of all required periodic financial reports with the SEC. The April Notice stated that previously, the Nasdaq Staff had granted the Company an exception until May 22, 2023 to file its delinquent Form 10-Q for the period ended September 30, 20

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Source: SEC EDGAR

accession 0001628280-23-012448

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