Triumph Financial shareholders approve director slate, plan amendment, and auditor at 2023 annual meeting

Triumph Financial, Inc.

Stockholders elected all 11 director nominees; each received >16.7M votes for.
Advisory vote on executive compensation passed with 17.9M for vs 300K against.
Third Amendment to 2014 Omnibus Incentive Plan approved, increasing share pool by 450,000 to 2,900,000 shares.
Ratification of Crowe LLP as independent auditor for fiscal year 2023 approved with 19.97M votes for.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Triumph Financial, Inc. shareholders approved To approve on a non-binding advisory basis the compensation of the Company’s named executive officers.

Proposal: say on pay
Outcome: passed

Exact text from the filing

To approve on a non-binding advisory basis the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement for the Annual Meeting. Final voting results were as follows: Votes For 17,857,482 Votes Against 300,478 Abstentions 65,913 Broker Non-Votes 1,896,965

View on SEC.gov

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Triumph Financial, Inc. shareholders approved To ratify the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the current fiscal year.

Proposal: auditor ratification
Outcome: passed

Exact text from the filing

To ratify the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the current fiscal year. Final voting results were as follows: Votes For 19,968,316 Votes Against 148,274 Abstentions 4,248

View on SEC.gov

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Triumph Financial, Inc. shareholders approved Election of Directors for a one-year term.

Proposal: director election
Outcome: passed

Exact text from the filing

To elect the following Directors of the Company for a one-year term that will expire at the 2024 Annual Meeting of Stockholders or until their respective successors have been elected and qualified. Final voting results were as follows: Name of Nominee Votes For Votes Against Votes Withheld Broker Non-Votes Carlos M. Sepulveda, Jr. 17,063,140 514,320 646,413 1,896,965 Aaron P. Graft 17,902,097 308,586 13,190 1,896,965 Charles A. Anderson 17,661,323 548,709 13,841 1,896,965 Harrison B. Barnes 18,028,769 127,118 67,986 1,896,965 Debra A. Bradford 18,156,701 47,674 19,498 1,896,965 Richard L. Davis 17,725,402 483,830 14,641 1,896,965 Davis Deadman 17,959,353 250,675 13,845 1,896,965 Laura K. Easley 17,960,424 244,491 18,958 1,896,965 Maribess L. Miller 16,797,705 1,411,755 14,413 1,896,965 Michael P. Rafferty 18,161,554 47,674 14,645 1,896,965 C. Todd Sparks 17,897,788 311,390 14,695 1,896,965

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Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Triumph Financial, Inc. shareholders approved To approve the Third Amendment to the Triumph Financial, Inc. 2014 Omnibus Incentive Plan.

Proposal: equity plan
Outcome: passed

Exact text from the filing

To approve the Third Amendment to the Triumph Financial, Inc. 2014 Omnibus Incentive Plan. Final voting results were as follows: Votes For 17,527,577 Votes Against 650,557 Abstentions 45,739 Broker Non-Votes 1,896,965

View on SEC.gov

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Triumph Financial, Inc. filing history →

Source: SEC EDGAR

accession 0001628280-23-012938

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