ALPINE 4 HOLDINGS, INC.: Nasdaq/NYSE listing notice — Alpine 4 receives Nasdaq notice for late Q1 10-Q filing; 60 days to submit compliance plan

ALPINE 4 HOLDINGS, INC.

Nasdaq notice on May 24, 2023, for failure to file Q1 2023 Form 10-Q on time.
Company has 60 calendar days to submit a plan to regain compliance with Listing Rule 5250(c)(1).
If plan accepted, Nasdaq may grant up to 180-day exception from the filing due date.
Alpine 4 plans to file the Q1 10-Q as soon as practicable.
No immediate impact on listing under symbol ALPP, but delisting risk exists if non-compliance continues.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ALPINE 4 HOLDINGS, INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 24, 2023, Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), received a notice (the “May Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of not having filed the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2023, with the SEC on time, the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires timely filing of all required periodic financial reports with the SEC. The May Notice indicated that under Nasdaq Listing Rules, the Company has 60 calendar days to submit a plan t

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Source: SEC EDGAR

accession 0001628280-23-020165

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