ALPINE 4 HOLDINGS, INC.: Nasdaq/NYSE listing notice — Alpine 4 regains Nasdaq compliance after filing delayed Q1 10-Q

ALPINE 4 HOLDINGS, INC.

Received Nasdaq notice on June 22, 2023 confirming compliance with Listing Rule 5250(c)(1) for timely periodic filing.
Non-compliance stemmed from delayed filing; resolved by filing Form 10-Q for period ended March 31, 2023 on June 21, 2023.
Nasdaq previously notified company on May 24, 2023 of deficiency; now matter is closed.
No financial impact disclosed; listing remains on Nasdaq under symbol ALPP.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ALPINE 4 HOLDINGS, INC. received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: compliance regained
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

June 22, 2023, Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), received a notice (the “June 22 Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company had regained compliance with Nasdaq Listing Rule 5250(c)(1), which requires the timely filing of periodic reports. The June 22 Notice stated: "On May 24, 2023, Staff notified the Company that it no longer met the periodic filing requirement for The Nasdaq Stock Market under Listing Rule 5250(c)(1). Based on the June 21, 2023, filing of the Company’s Form 10-Q for the period ended March 31, 2023, Staff has d

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Source: SEC EDGAR

accession 0001628280-23-023111

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