Troika Media Group, Inc.: Nasdaq/NYSE listing notice — Troika Media Group receives Nasdaq delisting notice for late Q2 2023 10-Q

Troika Media Group, Inc.

Nasdaq notified Troika Media Group on Aug 22, 2023 of non-compliance for not timely filing its Q2 2023 Form 10-Q.
Company has 60 days to submit a compliance plan or file the 10-Q to regain compliance and avoid delisting.
Trading in TRKA (common stock) and TRKAW (warrants) continues on Nasdaq while the compliance process is underway.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Troika Media Group, Inc. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

August 22, 2023, Troika Media Group, Inc. (the “Company”) received a delinquency notification letter from Nasdaq stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) because it had not timely filed its Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 (the “Form 10-Q”). Nasdaq has informed the Company that the Company must submit a plan of compliance (the “Plan”) within sixty (60) days addressing how it intends to regain compliance with Nasdaq’s listing rules or otherwise file the Form 10-Q before the expiration of such sixty (60) day period. The C

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Source: SEC EDGAR

accession 0001628280-23-030468

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