Sharps Technology Inc. (STSS): Nasdaq/NYSE listing notice — Sharps receives Nasdaq notice for late Clawback adoption; matter now closed

Sharps Technology Inc.

Failed to adopt Clawback Policy under Nasdaq Rule 5608(b)(1) until April 15, 2025.
Nasdaq letter noted prior non-compliance due to late policy adoption and missing 10-K disclosure.
Nasdaq confirmed current compliance and the matter is now closed; no penalty imposed.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Sharps Technology Inc. received a nasdaq compliance regained notice regarding other (rules 5608(b)(1), 5608(b)(2)).

Exchange: nasdaq
Notice: compliance regained
Rules: 5608(b)(1), 5608(b)(2)

Exact text from the filing

April 16, 2025, the Company received a letter from Nasdaq stating that because the Company failed to timely adopt the Policy as required by Listing Rule 5608(b)(1), and failed to disclose the Policy in its Form 10-K for the fiscal years ended December 31, 2023 or December 31, 2024 (prior to its amendment), the Company previously did not comply with Listing Rule 5608(b)(2). However, in the letter, Nasdaq further informed the Company that it is currently in compliance with Nasdaq Listing Rules, and the matter raised by Nasdaq in the letter is now closed.

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Source: SEC EDGAR

accession 0001641172-25-005465

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