secwatch / observer
8-K filed June 20, 2025, 7:59 PM ET ticker AIM CIK 0000946644
regulatory confidence high sentiment negative materiality 0.75

AIM ImmunoTech Inc. (AIM): Nasdaq/NYSE listing notice — AIM ImmunoTech gets second NYSE American noncompliance notice for negative $3.9M equity

AIM ImmunoTech Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

AIM ImmunoTech Inc. received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(ii), 1003(a)(iii)).

Exchange
nyse american
Notice
noncompliance notice
Deficiency
stockholders equity
Rules
1003(a)(ii), 1003(a)(iii)
Exact text from the filing
June 17, 2025, AIM ImmunoTech Inc. (the “Company”) received a warning notification (the “Letter”) from the NYSE American LLC (the “NYSE American”) stating that the Company is not in compliance with the minimum stockholders’ equity requirements of Sections 1003(a)(ii) and 1003(a)(iii) of the NYSE American Company Guide (the “Company Guide”) requiring stockholders’ equity of $4.0 million or more if the Company has reported losses from continuing operations and/or net losses in three of the four most recent fiscal years and $6.0 million or more if the Company has reported losses from continuing o
View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

AIM ImmunoTech Inc. filing history →

Source: SEC EDGAR
accession 0001641172-25-015861
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