secwatch / observer
8-K filed July 18, 2025, 7:59 PM ET ticker BENF CIK 0001775734
regulatory confidence high sentiment negative materiality 0.90

Beneficient (BENF): Nasdaq/NYSE listing notice — Beneficient receives Nasdaq delisting notice for bid price non-compliance and delinquent 10-K

Beneficient

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Beneficient received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange
nasdaq
Notice
delisting notice
Deficiency
minimum bid price
Rules
5550(a)(2)
Exact text from the filing
ny has not yet filed its Annual Report on Form 10-K for the fiscal year ending March 31, 2025 with the Securities and Exchange Commission and, as such, the Determination Letter also notified the Company that its non-compliance with the periodic reporting requirement set forth in Nasdaq Listing Rule 5250(c)(1) (the “ Filing Requirement ”) could serve as a separate and additional basis for delisting. In addition to the Company’s request for a hearing before the Panel and in accordance with Nasdaq Listing Rule 5815(a)(1), the Company also plans to timely submit a request for a further extension o
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Beneficient received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1)).

Exchange
nasdaq
Notice
delisting notice
Deficiency
late filing
Rules
5250(c)(1)
Exact text from the filing
ny has not yet filed its Annual Report on Form 10-K for the fiscal year ending March 31, 2025 with the Securities and Exchange Commission and, as such, the Determination Letter also notified the Company that its non-compliance with the periodic reporting requirement set forth in Nasdaq Listing Rule 5250(c)(1) (the “ Filing Requirement ”) could serve as a separate and additional basis for delisting. In addition to the Company’s request for a hearing before the Panel and in accordance with Nasdaq Listing Rule 5815(a)(1), the Company also plans to timely submit a request for a further extension o
View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Beneficient filing history →

Source: SEC EDGAR
accession 0001641172-25-020277
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