UNICO AMERICAN CORP: Nasdaq/NYSE listing notice — Unico American receives Nasdaq delinquency notice for late Q3 10-Q filing

UNICO AMERICAN CORP

Nasdaq notice dated Nov 22, 2022 due to failure to file Q3 10-Q by Nov 14, 2022.
Company has 60 days from notice to submit a plan to regain compliance.
Nasdaq may grant up to 180-day extension; failure could lead to delisting.
Notice has no immediate effect on listing or trading of UNAM shares.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

UNICO AMERICAN CORP received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 22, 2022, Unico American Corporation (the “ Company ”) received a notice from Nasdaq (the “ Notice ”) notifying the Company that, because its Quarterly Report on Form 10-Q for the period ended September 30, 2022 has not been filed with the Securities and Exchange Commission by the required due date of November 14, 2022, the Company is not in compliance with the periodic filing requirements for continued listing set forth in Nasdaq Listing Rule 5250(c)(1) (the “ Rule ”). Under the Nasdaq rules, the Company has 60 calendar days from receipt of the Notice to submit a plan to regain compl

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Source: SEC EDGAR

accession 0001654954-22-015819

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