secwatch / observer
8-K filed February 7, 2023, 6:59 PM ET ticker TENX CIK 0000034956
other material confidence high sentiment neutral materiality 0.60

Tenax Therapeutics raises ~$15.6M in public offering of common stock and warrants

TENAX THERAPEUTICS, INC.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

TENAX THERAPEUTICS, INC. entered into Securities Purchase Agreement with certain purchasers valued at Gross proceeds of approximately $15.6 million (effective 2023-02-03).

Action
entry
Agreement
equity purchase
Counterparty
certain purchasers
Value
Gross proceeds of approximately $15.6 million
Effective
2023-02-03
Exact text from the filing
On February 3, 2023, Tenax Therapeutics, Inc. (the “Company”) entered into a placement agency agreement (the “Placement Agency Agreement”) with Roth Capital Partners, LLC (the “Placement Agent”) and a securities purchase agreement (the “Purchase Agreement”) with certain purchasers for the purchase and sale, in a registered public offering by the Company (the “Public Offering”), of (i) an aggregate of 6,959,444 shares of its common stock, par value $0.0001 per share (“Common Stock”) and pre-funded warrants to purchase an aggregate of 1,707,222 shares of Common Stock (the “Pre-Funded Warrants”) and (ii) accompanying warrants to purchase up to an aggregate of 17,333,332 shares of its Common Stock (the “Common Warrants”) at a combined offering price of $1.80 per share of Common Stock and associated Common Warrant, or $1.799 per Pre-Funded Warrant and associated Common Warrant, resulting in gross proceeds of approximately $15.6 million.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

TENAX THERAPEUTICS, INC. entered into Placement Agency Agreement with Roth Capital Partners, LLC valued at Cash fee of 7% of aggregate gross proceeds raised in the Public Offering (effective 2023-02-03).

Action
entry
Agreement
underwriting
Counterparty
Roth Capital Partners, LLC
Value
Cash fee of 7% of aggregate gross proceeds raised in the Public Offering
Effective
2023-02-03
Exact text from the filing
(the “Company”) entered into a placement agency agreement (the “Placement Agency Agreement”) with Roth Capital Partners, LLC (the “Placement Agent”) and a securities purchase agreement (the “Purchase Agreement”) with certain purchasers for the purchase and sale, in a registered public offering by the Company (the “Public Offering”), of (i) an aggregate of 6,959,444 shares of its common stock, par value $0.0001 per share (“Common Stock”) and pre-funded warrants to purchase an aggregate of 1,707,222 shares of Common Stock (the “Pre-Funded Warrants”) and (ii) accompanying warrants to purchase up to an aggregate of 17,333,332 shares of its Common Stock (the “Common Warrants”) at a combined offering price of $1.80 per share of Common Stock and associated Common Warrant, or $1.799 per Pre-Funded Warrant and associated Common Warrant, resulting in gross proceeds of approximately $15.6 million.
View on SEC.gov

153 material agreements filed in the last 30 days. Browse all material agreements →

TENAX THERAPEUTICS, INC. filing history →

Source: SEC EDGAR
accession 0001654954-23-001434
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