UNICO AMERICAN CORP: Nasdaq/NYSE listing notice — Unico American receives second Nasdaq delisting notice for failure to file Q1 2023 10-Q

UNICO AMERICAN CORP

Nasdaq additional notice for missing March 31, 2023 10-Q; prior notice for 2022 10-K remains.
Company must submit compliance plan by June 19, 2023; Nasdaq may grant up to Oct 16, 2023 extension.
No immediate impact on stock trading, but noncompliance indicator broadcast; delisting risk if unresolved.
Insurance subsidiary Crusader in runoff since Sep 2021; agency assets sold Oct 2022.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

UNICO AMERICAN CORP received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

2023, which outlines the steps the Company expects to take to become compliant with the Rule. If Nasdaq accepts the Company’s plan, Nasdaq may grant an exception of up to 180 calendar days from the due date of the Annual Report on Form 10-K for the year ended December 31, 2022, as extended by Rule 12b-25, or by or by October 16, 2023, to regain compliance. There can be no assurance that the Company will be able to develop a plan to regain compliance, that Nasdaq will accept a plan submitted by the Company or that the Company will be able to regain compliance within any extension period grante

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Source: SEC EDGAR

accession 0001654954-23-007238

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