SMITH MIDLAND CORP (SMID): Nasdaq/NYSE listing notice — Smith-Midland receives Nasdaq delisting notice for late Q2 10-Q; appoints BDO as new auditor

SMITH MIDLAND CORP

Nasdaq notice for non-compliance with Listing Rule 5250(c)(1) due to late Form 10-Q for June 30, 2023.
Delay attributed to transition to new independent registered public accounting firm, not internal controls.
Audit Committee approved engagement of BDO USA LLP on August 23, 2023 for fiscal year 2023.
Company expects to file Form 10-Q after BDO completes its review, resolving listing issue.
No prior consultations with BDO on accounting principles or audit opinions for recent periods.

item 3.01 item 4.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

SMITH MIDLAND CORP engaged BDO USA LLP as its auditor.

Action: engagement
Auditor: BDO USA LLP

Exact text from the filing

the Company has retained, on August 23, 2023, BDO USA, LLP ("BDO") as the Company’s independent registered public accounting firm

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

SMITH MIDLAND CORP received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

August 17, 2023, Smith-Midland Corporation (the “Company”) received a letter from Nasdaq indicating that it was not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires the timely filing of all required periodic financial reports with the Securities and Exchange Commission. The required filing in question is the Company’s Quarterly Report in Form 10-Q for the quarterly period ended June 30, 2023 (the “Form 10-Q”). The delay in filing is related to the Company’s transition to a new independent registered accounting firm and is not related to any of the Company’s internal financial

View on SEC.gov

Browse all auditor changes →

SMITH MIDLAND CORP filing history →

Source: SEC EDGAR

accession 0001654954-23-011192

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.