Catheter Precision, Inc. (VTAK): Nasdaq/NYSE listing notice — Catheter Precision receives NYSE American delisting notice for late Q2 10-Q filing

Catheter Precision, Inc.

Notice received Aug 22, 2023; Q2 10-Q was due Aug 21, 2023 but not filed.
Delay due to purchase price allocation analysis for Jan 2023 acquisition and auditor change.
Company has 6-month initial cure period until Feb 21, 2024; possible 6-month extension.
Stock continues trading under ticker VTAK with .LF indicator during cure period.
Failure to file could lead to suspension and delisting.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.99

Catheter Precision, Inc. received a nyse_american deficiency notice notice regarding late filing (rules 1007).

Exchange: nyse american
Notice: deficiency notice
Deficiency: late filing
Rules: 1007

Exact text from the filing

August 22, 2023, the Company received a notice from NYSE Regulation stating that the Company is not in compliance with the continued listing standards of the NYSE American under the timely filing criteria set forth in Section 1007 of the NYSE American Company Guide. The non-compliance results from the Company’s failure to timely file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 by the extended filing due date of August 21, 2023. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

View on SEC.gov

19 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Catheter Precision, Inc. filing history →

Source: SEC EDGAR

accession 0001654954-23-011251

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.