secwatch / observer
8-K filed December 18, 2023, 6:59 PM ET ticker PTN CIK 0000911216
regulatory confidence high sentiment negative materiality 0.70

PALATIN TECHNOLOGIES INC (PTN): Nasdaq/NYSE listing notice — NYSE American accepts Palatin's plan to regain listing compliance; deadline April 2025

PALATIN TECHNOLOGIES INC

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

PALATIN TECHNOLOGIES INC received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii)).

Exchange
nyse american
Notice
noncompliance notice
Deficiency
stockholders equity
Rules
1003(a)(i), 1003(a)(ii)
Exact text from the filing
October 10, 2023, the Company received notification (the "Deficiency Letter") from the NYSE American that it was not in compliance with the continued listing standards set forth in the NYSE American Company Guide (the "Company Guide"). Specifically, the Deficiency Letter indicated that the Company was not in compliance with Sections 1003(a)(i) and 1003(a)(ii) of the Company Guide, requiring a listed company to have stockholders' equity of (i) at least $2.0 million if it has reported losses from continuing operations or net losses in two of its three most recent fiscal years and (ii) at least $
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

PALATIN TECHNOLOGIES INC received a nyse_american extension granted notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii)).

Exchange
nyse american
Notice
extension granted
Deficiency
stockholders equity
Rules
1003(a)(i), 1003(a)(ii)
Exact text from the filing
December 13, 2023, Palatin Technologies, Inc. (the “Company”) received notification (the “Plan Letter”) that the NYSE American (the “Exchange”) has accepted the Company’s plan to regain compliance (the “Plan”) with the Exchange's continued listing standards regarding stockholders' equity, as set forth in Sections 1003(a)(i) and (ii) of the NYSE American Company Guide. As previously reported, on October 10, 2023, the Company received notification (the "Deficiency Letter") from the NYSE American that it was not in compliance with the continued listing standards set forth in the NYSE American Com
View on SEC.gov

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PALATIN TECHNOLOGIES INC filing history →

Source: SEC EDGAR
accession 0001654954-23-015715
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