SMITH MIDLAND CORP (SMID): Nasdaq/NYSE listing notice — Smith-Midland receives Nasdaq delisting notice for late 10-K filing

SMITH MIDLAND CORP

Nasdaq notified Smith-Midland on April 19, 2024 of non-compliance with Listing Rule 5250(c)(1) for failure to file 2023 Form 10-K.
The delay is attributed to the company needing additional time to complete its financial reporting close process.
Smith-Midland expects to file the overdue 10-K in the near future.
The notice triggers a standard grace period; continued listing depends on timely filing.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SMITH MIDLAND CORP received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 19, 2024, Smith-Midland Corporation (the “Company”) received a letter from Nasdaq indicating that it was not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires the timely filing of all required periodic financial reports with the Securities and Exchange Commission. The required filing in question is the Company’s Annual Report in Form 10-K for the year ended December 31, 2023 (the “Form 10-K”). The delay in filing the Form 10-K is related to the Company requiring additional time to complete its financial reporting close process, as referenced in the recent filing of Form 1

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Source: SEC EDGAR

accession 0001654954-24-004999

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