SMITH MIDLAND CORP (SMID): Nasdaq/NYSE listing notice — Smith-Midland regains Nasdaq compliance for 10-K but flagged for Q1 10-Q delay

SMITH MIDLAND CORP

Received Nasdaq letter on May 29, 2025 confirming compliance regained for 2024 10-K filed May 27.
Separate same-day Nasdaq notice for non-compliance with listing rule 5250(c)(1) due to late Q1 2025 10-Q.
Company expects to file the Q1 10-Q in the near future; delay attributed to extended close process from earlier 10-K delay.
Preliminary Q1 2025 results indicate revenue higher than Q1 2024 and significantly higher net income.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SMITH MIDLAND CORP received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: compliance regained
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 29, 2025, Smith-Midland Corporation (the “Company”), received a letter from Nasdaq indicating that the Company has regained compliance as it relates to its Annual Report on Form 10-K (“10-K”) for the year ended December 31, 2024. The Company’s 10-K was filed on May 27, 2025. On May 29, 2025, the Company received a letter from Nasdaq, indicating it was not in compliance with Nasdaq listing rule 5250(c)(1), which requires the timely filing of all required periodic financial reports with the Securities and Exchange Commission. The required filing in question is the Company’s Quarterly Report

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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SMITH MIDLAND CORP received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 29, 2025, Smith-Midland Corporation (the “Company”), received a letter from Nasdaq indicating that the Company has regained compliance as it relates to its Annual Report on Form 10-K (“10-K”) for the year ended December 31, 2024. The Company’s 10-K was filed on May 27, 2025. On May 29, 2025, the Company received a letter from Nasdaq, indicating it was not in compliance with Nasdaq listing rule 5250(c)(1), which requires the timely filing of all required periodic financial reports with the Securities and Exchange Commission. The required filing in question is the Company’s Quarterly Report

View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

SMITH MIDLAND CORP filing history →

Source: SEC EDGAR

accession 0001654954-25-006579

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