Trade Desk, Inc. (TTD): Nasdaq/NYSE listing notice — Nasdaq reprimands Trade Desk for inadvertent voting-rights rule violation; matter closed

Trade Desk, Inc.

Nasdaq staff issued a letter of reprimand on Dec 9, 2025 for violating Rule 5640 over Class B conversion extension.
Company does not concur with violation but will not appeal; Nasdaq considered matter closed without further action.
No impact on listing of Class A common stock; dual-class structure unchanged; amendment remains in effect.
Stockholders approved the amendment on Sept 16, 2025; Nasdaq contacted company on Oct 15, 2025.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Trade Desk, Inc. received a nasdaq deficiency notice notice regarding other (rules 5640).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5640

Exact text from the filing

edule 14A dated July 24, 2025. On October 15, 2025, the Nasdaq Staff contacted the Company regarding the Articles Amendment and application of the Voting Rights Rule thereto. The Nasdaq Staff concluded that it was appropriate to close the matter with the Letter issued in accordance with Nasdaq Rule 5810(c)(4). Accordingly, with the issuance of the Letter, the matter is closed by the Nasdaq Staff, with no further action to be taken on its part. Although the Company does not concur that the Articles Amendment violated the Voting Rights Rule, it welcomes Nasdaq’s closing of this matter and does n

View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Trade Desk, Inc. filing history →

Source: SEC EDGAR

accession 0001671933-25-000148

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.