Aclarion, Inc. (ACON): Nasdaq/NYSE listing notice — Aclarion regains Nasdaq compliance after late 10-Q; auditor resigns, Haynie & Company appointed

Aclarion, Inc.

Filed Q2 2023 Form 10-Q on Aug 25; Nasdaq confirmed compliance with Listing Rule 5250(c)(1) on Aug 28.
CohnReznick resigned as auditor effective Aug 25; cited material weaknesses in internal control over financial reporting as of Mar 31 and Jun 30, 2023.
Appointed Haynie & Company as new independent auditor on Aug 29, 2023, for fiscal year 2023.
No disagreements with CohnReznick on accounting principles; resignation was not requested by the company.

item 3.01 item 4.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

CohnReznick LLP resigned as auditor of Aclarion, Inc..

Action: resignation
Auditor: CohnReznick LLP

Exact text from the filing

of its decision to resign as the independent registered public accounting firm of the Company effective upon the filing of the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023. Upon the filing of the Form 10-Q on August 25, 2023, CohnReznick resigned.

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Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

Aclarion, Inc. engaged Haynie & Company as its auditor.

Action: engagement
Auditor: Haynie & Company

Exact text from the filing

On August 29, 2023, upon the approval of the Audit Committee, the Company engaged Haynie & Company as the Company’s new independent registered public accounting firm for the Company’s fiscal year ending December 31, 2023 and interim periods.

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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

Aclarion, Inc. received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1), 12B-25).

Exchange: nasdaq
Notice: compliance regained
Deficiency: late filing
Rules: 5250(c)(1), 12B-25

Exact text from the filing

received a notice from Nasdaq notifying the Company that because the Company remained delinquent in filing its Form 10-Q, the Company no longer complied with Nasdaq Listing Rule 5250(c)(1), which requires companies with securities listed on Nasdaq to timely file all required periodic reports with the SEC. The Company filed the Form 10-Q on August 25, 2023. On August 28, 2023, Nasdaq confirmed that the Company had regained compliance with Rule 5250(c)(1) and that this matter is now closed.

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19 auditor changes filed in the last 30 days. Browse all auditor changes →

Aclarion, Inc. filing history →

Source: SEC EDGAR

accession 0001683168-23-006201

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