secwatch / observer
8-K filed October 27, 2023, 7:59 PM ET ticker ZSQR CIK 0001759186
other material confidence high sentiment neutral materiality 0.55

Coeptis Therapeutics raises $2M in private placement of stock and warrants

Z Squared Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.97

Z Squared Inc. entered into Placement Agency Agreement with Ladenburg Thalmann & Co. Inc. valued at cash fee equal to 8.0% of the aggregate gross proceeds of the Private Placement, a management fee of (effective 2023-10-23).

Action
entry
Agreement
underwriting
Counterparty
Ladenburg Thalmann & Co. Inc.
Value
cash fee equal to 8.0% of the aggregate gross proceeds of the Private Placement, a management fee of
Effective
2023-10-23
Exact text from the filing
Ladenburg Thalmann & Co. Inc. acted as the Company’s exclusive placement agent (the “Placement Agent”) in connection with the Private Placement, pursuant to that certain placement agency Agreement, dated October 23, 2023, by and between the Company and the Placement Agent (the “Placement Agency Agreement”).
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.98

Z Squared Inc. entered into Securities Purchase Agreement with an institutional investor valued at combined purchase price per Share and accompanying Series A Warrant and Series B Warrant of $1.00 an (effective 2023-10-23).

Action
entry
Agreement
equity purchase
Counterparty
an institutional investor
Value
combined purchase price per Share and accompanying Series A Warrant and Series B Warrant of $1.00 an
Effective
2023-10-23
Exact text from the filing
On October 23, 2023, Coeptis Therapeutics Holdings, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with an institutional investor (the “Investor”) for the issuance and sale in a private place (the “Private Placement”) of (i) 777,000 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase 1,223,000 shares of Common Stock, (iii) Series A warrants (the “Series A Warrants”) to purchase 2,000,000 shares of Common Stock, and (iv) Series B Warrants (the “Series B Warrants” and together with the Pre-Funded Warrants and the Series A Warrants , the “Warrants”) to purchase 2,000,000 shares of Common Stock for a combined purchase price per Share and accompanying Series A Warrant and Series B Warrant of $1.00 and a combined purchase price per Pre-Funded Warrant and accompanying Series A Warrant and Series B Warrant of $0.999.
View on SEC.gov

272 material agreements filed in the last 30 days. Browse all material agreements →

Z Squared Inc. filing history →

Source: SEC EDGAR
accession 0001683168-23-007466
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