secwatch / observer
8-K filed November 13, 2023, 6:59 PM ET ticker AEMD CIK 0000882291
leadership confidence high sentiment neutral materiality 0.65

Aethlon Medical appoints James B. Frakes as Interim CEO; Charles J. Fisher Jr. departs

AETHLON MEDICAL INC

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Charles J. Fisher, Jr., M.D.

Chief Executive Officer
AEMD · AETHLON MEDICAL INC
Effective
2023-11-07
Successor
James B. Frakes
Filed
November 13, 2023, 6:59 PM ET
(b) Departure of Charles J. Fisher, Jr., M.D. as Chief Executive Officer
Role change

Guy F. Cipriani

Senior Vice President and Chief Operating Officer
AEMD · AETHLON MEDICAL INC
Effective
2023-11-07
Filed
November 13, 2023, 6:59 PM ET
Guy F. Cipriani, formerly Senior Vice President and Chief Business Officer of the Company, (i) was appointed as the Company’s Senior Vice President and Chief Operating Officer and (ii) resigned from the Board.
Appointed

James B. Frakes

Director
AEMD · AETHLON MEDICAL INC
Effective
2023-11-07
Filed
November 13, 2023, 6:59 PM ET
Effective November 7, 2023, James B. Frakes, Chief Financial Officer of Aethlon Medical, Inc. (the “Company”), was appointed as (i) Interim Chief Executive Officer of the Company, replacing Charles J. Fisher, Jr. M.D., and (ii) a member of the Board of Directors of the Company (the “Board”).
Role change (interim)

James B. Frakes

Interim Chief Executive Officer
AEMD · AETHLON MEDICAL INC
Effective
2023-11-07
Filed
November 13, 2023, 6:59 PM ET
Effective November 7, 2023, James B. Frakes, Chief Financial Officer of Aethlon Medical, Inc. (the “Company”), was appointed as (i) Interim Chief Executive Officer of the Company, replacing Charles J. Fisher, Jr. M.D., and (ii) a member of the Board of Directors of the Company (the “Board”).
Departed

Guy F. Cipriani

Director
AEMD · AETHLON MEDICAL INC
Effective
2023-11-07
Filed
November 13, 2023, 6:59 PM ET
Guy F. Cipriani, formerly Senior Vice President and Chief Business Officer of the Company, (i) was appointed as the Company’s Senior Vice President and Chief Operating Officer and (ii) resigned from the Board.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Charles J. Fisher, Jr., M.D. departed as Chief Executive Officer at AETHLON MEDICAL INC.

Action
departed
Role
Chief Executive Officer
Exact text from the filing
(b) Departure of Charles J. Fisher, Jr., M.D. as Chief Executive Officer
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Guy F. Cipriani was appointed as Senior Vice President and Chief Operating Officer at AETHLON MEDICAL INC.

Action
appointed
Role
Senior Vice President and Chief Operating Officer
Exact text from the filing
Guy F. Cipriani, formerly Senior Vice President and Chief Business Officer of the Company, (i) was appointed as the Company’s Senior Vice President and Chief Operating Officer and (ii) resigned from the Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

James B. Frakes was appointed as Director at AETHLON MEDICAL INC.

Action
appointed
Role
Director
Exact text from the filing
Effective November 7, 2023, James B. Frakes, Chief Financial Officer of Aethlon Medical, Inc. (the “Company”), was appointed as (i) Interim Chief Executive Officer of the Company, replacing Charles J. Fisher, Jr. M.D., and (ii) a member of the Board of Directors of the Company (the “Board”).
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

James B. Frakes was appointed as Interim Chief Executive Officer at AETHLON MEDICAL INC.

Action
appointed
Role
Interim Chief Executive Officer
Exact text from the filing
Effective November 7, 2023, James B. Frakes, Chief Financial Officer of Aethlon Medical, Inc. (the “Company”), was appointed as (i) Interim Chief Executive Officer of the Company, replacing Charles J. Fisher, Jr. M.D., and (ii) a member of the Board of Directors of the Company (the “Board”).
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Guy F. Cipriani resigned as Director at AETHLON MEDICAL INC.

Action
resigned
Role
Director
Exact text from the filing
Guy F. Cipriani, formerly Senior Vice President and Chief Business Officer of the Company, (i) was appointed as the Company’s Senior Vice President and Chief Operating Officer and (ii) resigned from the Board.
View on SEC.gov

AETHLON MEDICAL INC filing history →

Source: SEC EDGAR
accession 0001683168-23-007912
Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.