SPI Energy Co., Ltd.: Nasdaq/NYSE listing notice — SPI Energy receives Nasdaq delisting notice for late 10-K filing; 60 days to comply

SPI Energy Co., Ltd.

Received Nasdaq notice on April 19, 2024 for failure to timely file 2023 Form 10-K.
Must file 10-K or submit a compliance plan by June 18, 2024.
If plan accepted, Nasdaq may grant exception until October 14, 2024.
Failure to regain compliance could lead to delisting of ordinary shares.
No immediate effect on trading of SPI shares on Nasdaq.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.98

SPI Energy Co., Ltd. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 19, 2024, SPI Energy Co., Ltd. (the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that due to the Company’s failure to timely file its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “2023 Form 10-K”), with the Securities and Exchange Commission (the “SEC”), the Company is not in compliance with Nasdaq’s continued listing requirements under Nasdaq Listing Rule 5250(c)(1) (the “Rule”), which requires the timely filing of all required periodic reports with th

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Source: SEC EDGAR

accession 0001683168-24-002583

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