secwatch / observer
8-K filed October 27, 2025, 7:59 PM ET ticker FCUV CIK 0001590418
other material confidence high sentiment positive materiality 0.70

Focus Universal closes $10M preferred equity offering; chairman invests $2M

FOCUS UNIVERSAL INC.

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.95

FOCUS UNIVERSAL INC. issued 8,236 shares of the Company’s Series B Convertible Preferred Stock, par value $0.001 per share of preferred stock to private accredited investors for up to $7,000,000 at a price per share of $850.00, which represents a 15% original issuance discount.

Security
preferred stock
Shares
8,236 shares of the Company’s Series B Convertible Preferred Stock, par value $0.001 per share
Purchaser
private accredited investors
Consideration
up to $7,000,000 at a price per share of $850.00, which represents a 15% original issuance discount
Exact text from the filing
On or about October 21, 2025, the Company entered into a securities purchase agreement (the “ Series B Agreement ”) with private accredited investors (the “ Investors ”) the form of which is included hereto as Exhibit 10.2, is incorporated by reference into this Item 3.02. Pursuant to the terms and conditions of the Series B Agreement, the Investors committed to purchase up to $7,000,000 or 8,236 shares (the “ Commitment Amount ”) of the Company’s Series B Convertible Preferred Stock, par value $0.001 per share (the “ Series B Preferred Stock ”) at a price per share of $850.00
View on SEC.gov
Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.95

FOCUS UNIVERSAL INC. issued 750,000 shares of Series A Convertible Preferred Stock of preferred stock to Edward Lee, the Chairman of the Company’s Board of Directors, as the lead investor and other accredited investors for aggregate purchase price of $3,000,000, or $4.00 per share.

Security
preferred stock
Shares
750,000 shares of Series A Convertible Preferred Stock
Purchaser
Edward Lee, the Chairman of the Company’s Board of Directors, as the lead investor and other accredited investors
Consideration
aggregate purchase price of $3,000,000, or $4.00 per share
Exact text from the filing
On or about October 20, 2025, the Company committed the sale of 750,000 shares of Series A Convertible Preferred Stock (the “ Series A Preferred Stock ”) in a private placement to Edward Lee, the Chairman of the Company’s Board of Directors, as the lead investor and other accredited investors for an aggregate purchase price of $3,000,000, or $4.00 per share
View on SEC.gov

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FOCUS UNIVERSAL INC. filing history →

Source: SEC EDGAR
accession 0001683168-25-007784
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