Focus Universal regains Nasdaq compliance via $3M Series A conversion

FOCUS UNIVERSAL INC.

Raised $3M from sale of 750K Series A Preferred at $4/share, led by Chairman Edward Lee.
All Series A converted to 825K restricted common; Chairman received 550K shares.
Believes stockholders' equity now at least $2.5M, meeting Nasdaq Equity Rule 5550(b)(1).
Awaits formal Nasdaq confirmation; delisting risk from low MVLS rule addressed.

item 8.01

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accession 0001683168-25-009234

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